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	Monday, May 13, 2024	Vol. 21, No. 860	powered by

IN THE NEWS

Industry Update

REGULATORY

CFTC
FINRA

EXCHANGES

NYSE
AMEX
NASDAQ

LITIGATION

Federal Courts
State AG
Class Actions

ALSO OF NOTE

News & Transactions

To see archives click on a section title on the right.

REGULATORY

CFTC

Dissenting Statement of Commissioner Caroline D. Pham on Event Contracts Proposal, CFTC: Speeches & Testimony, May 10, 2024
Dissenting Statement of Commissioner Summer K. Mersinger Regarding Proposed Rulemaking on Event Contracts, CFTC: Speeches & Testimony, May 10, 2024
CFTC Issues Proposal on Event Contracts, CFTC: Press Releases, May 10, 2024
Statement of Commissioner Caroline D. Pham: The CFTC Needs to Get Serious. A Strategic Plan for Reform, CFTC: Speeches & Testimony, May 10, 2024
Statement of Chairman Rostin Behnam Regarding Proposed Event Contracts Rulemaking, CFTC: Speeches & Testimony, May 10, 2024

Financial Industry Regulatory Authority

FINRA T+1 Settlement User Acceptance Test (UAT), FINRA: News Releases, May 10, 2024

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EXCHANGES

NYSE

89 FR 38939 (5/8/24), New York Stock Exchange: Rule Proposals, May 10, 2024

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LITIGATION

State Attorney General Releases

Attorney General Phil Weiser announces $10.25 million settlement with wireless carriers for misleading consumers with free phones and unlimited data, Attorney General: Colorado, May 10, 2024
Attorney General Mayes Announces Investigation into Steward Health Care’s Bankruptcy, Attorney General: Arizona, May 10, 2024
DPH Recognizes May as Lyme Disease Awareness Month, Attorney General: Delaware, May 10, 2024
| Date Posted: Thursday, May 9, 2024, Attorney General: Delaware, May 10, 2024

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