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Securities News
   
Wednesday, September 19, 2018
 
Vol. 17, No. 386
 
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 IN THE NEWS
Industry Update
 REGULATORY
CFTC
FINRA
 EXCHANGES
NYSE
AMEX
NASDAQ
 LITIGATION
Federal Courts
State AG
Class Actions
 ALSO OF NOTE
News & Transactions
 

To see archives click on a section title on the right.

 
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IN THE NEWS

Industry Update

  1. FIA Tech Launches Transfer Protocol for Brexit Contingency Planning in Partnership with FIA, FIA Industry Press Center, September 19, 2018
  2. NASAA: Watch for Scams in Florence’s Wake, North American Securities Administration Association: Top Stories, September 18, 2018

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REGULATORY

CFTC

  1. Remarks of Commissioner Brian Quintenz Commodity Futures Trading Commission at the ICDA 39th Annual European Summit (Bürgenstock), CFTC: Speeches & Testimony, September 18, 2018
  2. CFTC Orders ICAP Capital Markets LLC to Pay $50 Million Penalty for Aiding and Abetting Attempted Manipulation of U.S. Dollar ISDAFIX Benchmark Swap Rates, CFTC: Press Releases, September 18, 2018

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EXCHANGES

NYSE

  1. Citadel Securities Inc., New York Stock Exchange: Disciplinary Actions, September 18, 2018
  2. Deutsche Bank Securities Inc., New York Stock Exchange: Disciplinary Actions, September 18, 2018
  3. GTS Securities LLC, New York Stock Exchange: Disciplinary Actions, September 18, 2018

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LITIGATION

State Attorney General Releases

  1. A.G. Underwood Issues Virtual Markets Integrity Report, Finding Many Platforms Vulnerable To Abusive Trading, Conflicts Of Interest, And Other Consumer Risks, Attorney General: New York, September 18, 2018
  2. DNREC Fish & Wildlife Natural Resources Police arrest Milford woman on multiple drug charges, Attorney General: Delaware, September 18, 2018
  3. DNREC dedicates new playground at Trap Pond State Park, Attorney General: Delaware, September 18, 2018
  4. Governor Carney, Diamond State Port Corporation, Gulftainer Sign Agreement to Expand Port of Wilmington, Attorney General: Delaware, September 18, 2018
  5. National Hispanic Heritage Month, Attorney General: Utah, September 18, 2018
Class Actions

  1. SEC Powerhouse Richard Levine Joins Labaton Sucharow, Labaton Sucharow: Press Releases, September 18, 2018

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ALSO OF NOTE

News & Transactions

  1. Emergent BioSolutions' $270 Million Acquisition of PaxVax - Global Legal Chronicle (press release), (Morgan Lewis; Covington & Burling; Dechert), September 19, 2018
  2. Ermenegildo Zegna's $500 Million Acquisition of Thom Browne - Global Legal Chronicle (press release), (Paul Weiss), September 19, 2018
  3. EIG Manabi Holdings Sàrl's Acquisition of an interest in MLog SA - Global Legal Chronicle (press release), (Baker & McKenzie), September 19, 2018
  4. Alstom's $15.3 Billion Merger with Siemens' mobility business - Global Legal Chronicle (press release), (Latham & Watkins; Cleary Gottlieb), September 19, 2018
  5. Rimon Law adds eight-person Intellectual Property group from Duane Morris' Silicon Valley office - Global Banking And Finance Review (press release), (Duane Morris), September 18, 2018
  6. M&A wrap: Most Influential Women, Lucid Motors, Tesla, Investcorp, Gerber Life - Mergers & Acquisitions, (Wachtell Lipton; Clifford Chance), September 18, 2018
  7. OMERS' $1.438 Billion Acquisition of 50% interest in BridgeTex - Global Legal Chronicle (press release), (Sidley Austin; Vinson & Elkins), September 18, 2018
  8. HarbourVest's Proposed £1.2 Billion Take-Private Acquisition of esure - Global Legal Chronicle (press release), (Debevoise & Plimpton), September 18, 2018
  9. Goodwin Procter lands PE partner from Kirkland in HK - Legal Business Online, (Goodwin Procter; Kirkland & Ellis; Clifford Chance; Davis Polk; Cleary Gottlieb), September 18, 2018
  10. BakerHostetler Adds Veteran Litigator in New York - Global Banking And Finance Review (press release), (Baker Hostetler), September 18, 2018
  11. Dentons adds Malaysia's Zain to its global network - Legal Business Online, (Dentons), September 18, 2018
  12. BakerHostetler adds veteran litigator in New York - Private Equity Wire (press release) (blog), (Katten Muchin Rosenman), September 18, 2018
  13. Mintz Adds Former Federal Prosecutor Jason PW Halperin to Litigation Practice in New York - Business Wire (press release), (Gibson Dunn & Crutcher), September 18, 2018
  14. Pryor Cashman represents Chetrit Group and Somerset Partners-affiliate JV on $165 million sale for Brookfield Properties - New York Real Estate Journal Online, (Fried Frank), September 18, 2018
  15. The Moinian Group's $233 Million Acquisition of an Interest in 3 Columbus Circle - Global Legal Chronicle (press release), (Fried Frank), September 18, 2018
  16. Marsh & McLennan to buy UK broker JLT for $5.7 billion - Reuters, (Wachtell Lipton), September 18, 2018

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