PinHawk - News for Professionals
 Subscribe
(US$199/year)
Two week free trialTell a friend 
Securities News
   
Monday, July 13, 2020
 
Vol. 17, No. 854
 
powered by 
 
 IN THE NEWS
Industry Update
 REGULATORY
CFTC
FINRA
 EXCHANGES
NYSE
AMEX
NASDAQ
 LITIGATION
Federal Courts
State AG
Class Actions
 ALSO OF NOTE
News & Transactions
 

To see archives click on a section title on the right.

 
 

Note to our Readers:

As a service to our subscribers, we have introduced a new complimentary email, the PinHawk Coronavirus Daily Alert.

Click here to see a sample and subscribe.

 
HALO - Evan - banner
 

IN THE NEWS

Industry Update

  1. Mobilizing Your Operations and Service Workforce During a Crisis, Securities Industry and Financial Markets Association: Events, July 10, 2020
  2. Everyday Legal Ethical Issues, Securities Industry and Financial Markets Association: Events, July 10, 2020
  3. Internal Investigations: A Simulation, Securities Industry and Financial Markets Association: Events, July 10, 2020

Top
 
PinHawk Corporate Legal NewzDigest
 

REGULATORY

CFTC

  1. CFTC Invalidates CPO Registration Exemptions for 17 Foreign Entities, CFTC: Press Releases, July 10, 2020
  2. Federal Court Orders Defendants to Pay Nearly $1.3 Million in Forex Fraud Scheme, CFTC: Press Releases, July 10, 2020
Financial Industry Regulatory Authority

  1. UPC #25-20 - Aradigm Corp., FINRA: Advisories, July 10, 2020
  2. UPC #24-20 - Gemstone Solutions Holding Corporation (f/k/a Gymboree Holding Corporation), FINRA: Advisories, July 10, 2020

Top
 
PinHawk Law Firm News and Press
 
PinHawk LLC
 

EXCHANGES

NYSE

  1. NYSE to Suspend Trading in Harte Hanks, Inc. (HHS), Intercontinental Exchange: Press Releases, July 10, 2020
  2. NYSE Group Consolidated Short Interest Report, Intercontinental Exchange: Press Releases, July 10, 2020
  3. Proposal to amend Rule 1.1 to include Active Proxy Portfolio Shares, Tracking Fund Shares, Proxy Portfolio Shares, and Index Fund Share in the definition of UTP Derivative Securities Product., New York Stock Exchange: Rule Proposals, July 10, 2020

Top
 

LITIGATION

State Attorney General Releases

  1. PENNSYLVANIA MILK MARKETING BOARD ISSUES DEAN FOODS BOND CLAIM ORDERS, Attorney General: Pennsylvania, July 10, 2020

Top
 

ALSO OF NOTE

News & Transactions

  1. IBM's Acquisition of WDG Automation - Global Legal Chronicle, (Cravath Swaine & Moore), July 13, 2020
  2. Royal Caribbean Group's Acquisition of Remaining Interest in Silversea - Global Legal Chronicle, (Skadden Arps), July 13, 2020
  3. Cano Health's Acquisition of Healthy Partners Inc. – Global Legal Chronicle - Global Legal Chronicle, (Goodwin Procter), July 13, 2020
  4. Royal Caribbean Group (NYSE: RCL) is Looking to the Future - Live Trading News, (Morgan Lewis), July 12, 2020
  5. KKR's Acquisition of Global Atlantic Financial Group - Global Legal Chronicle, (Simpson Thacher; Debevoise & Plimpton), July 11, 2020
  6. Lioncroft Holdings' Acquisition of Lioncroft Wholesale – Global Legal Chronicle - Global Legal Chronicle, (Squire Patton Boggs), July 11, 2020
  7. Kiloutou's Acquisition Of Wiesecker Werkzeugvermietung – Global Legal Chronicle - Global Legal Chronicle, (Squire Patton Boggs), July 11, 2020
  8. Sunrun's $3.2 Billion Acquisition of Vivint Solar – Global Legal Chronicle - Global Legal Chronicle, (Weil Gotshal; Wilson Sonsini), July 11, 2020
  9. Latham & Watkins builds on New York restructuring offering - ICLG.com, (Willkie Farr & Gallagher; Latham & Watkins; Baker Hostetler), July 10, 2020
  10. SSG Advises Le Pain Quotidien USA Sale of Select US Assets to Aurify Brands - News - ABL Advisor, (Richards Layton; White & Case; Katten Muchin Rosenman), July 10, 2020
  11. De Heus Animal Nutrition's Acquisition of Golpasz – Global Legal Chronicle - Global Legal Chronicle, (DLA Piper), July 10, 2020

Top
 
   

Copyright © 2020 by PinHawk LLC. All rights reserved.

PinHawk LLC does not warrant that the information in this email will meet any specific requirements nor that it will be error free or uninterrupted; nor shall PinHawk LLC be liable for any indirect, incidental or consequential damages (including lost data, information or profits) sustained or incurred in connection with the use of, operation of, or inability to use the information contained herein. By reading this email you agree to the Terms and Conditions.

Contact: PinHawk LLC, 445 Hamilton Avenue, Suite 1102, White Plains, NY 10601, tel. 914-358-0034 or comments@pinhawk.com.

Don't let this important email be caught by a spam filter, ensure delivery to your inbox.
 

  Comment Tell a friend Subscribe Unsubscribe Advertise