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Securities News
   
Tuesday, March 19, 2019
 
Vol. 17, No. 513
 
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 IN THE NEWS
Industry Update
 REGULATORY
CFTC
FINRA
 EXCHANGES
NYSE
AMEX
NASDAQ
 LITIGATION
Federal Courts
State AG
Class Actions
 ALSO OF NOTE
News & Transactions
 

To see archives click on a section title on the right.

 
  PinHawk Corporate Legal NewzDigest
 

REGULATORY

CFTC

  1. In CFTC Action, Federal Court Orders Precious Metals Firm and its Principal to Pay More than $3.6 million in Monetary Sanctions for Precious Metals Fraud and Misappropriation, CFTC: Press Releases, March 18, 2019
  2. Federal Court Orders Precious Metals Dealer and Its Owner to Pay More than $2.3 Million for Fraud and Misappropriation in Gold and Silver Scheme, CFTC: Press Releases, March 18, 2019
  3. Federal Court Orders Forex Fraudster and His Companies to Pay More Than $2.2 Million for Fraudulent Solicitation and Misappropriation of Customer Funds, CFTC: Press Releases, March 18, 2019

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PinHawk Law Firm News and Press
 

LITIGATION

State Attorney General Releases

  1. In the News: Sex Trafficking Victim Speaks Out, Attorney General: Utah, March 18, 2019
  2. Wheels of Justice Rides to Make a Difference, Attorney General: Utah, March 18, 2019
Class Actions

  1. Labaton Sucharow Files Class Action against AbbVie and Other Drugmakers, Alleging Anti-Competitive Practices to Block Competition for Blockbuster Drug Humira in the U.S., Labaton Sucharow: Press Releases, March 18, 2019

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PinHawk LLC
 

ALSO OF NOTE

News & Transactions

  1. Weil Picks Up Private Equity Partner From Goldman Sachs | The American Lawyer - Law.com, (Sullivan & Cromwell), March 19, 2019
  2. Morrison & Foerster Adds New Investigations and Corporate Governance Team in Germany, Continuing Global Expansion of Practice - Benzinga, (Morrison & Foerster; Wilmer Hale), March 18, 2019
  3. Weil, Gotschal & Manges Brings Aboard Goldman Sachs Lawyer - Bloomberg Big Law Business, (Weil Gotshal; Sullivan & Cromwell; Sidley Austin; Skadden Arps), March 18, 2019

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