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Securities News
   
Tuesday, December 10, 2019
 
Vol. 17, No. 703
 
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 IN THE NEWS
Industry Update
 REGULATORY
CFTC
FINRA
 EXCHANGES
NYSE
AMEX
NASDAQ
 LITIGATION
Federal Courts
State AG
Class Actions
 ALSO OF NOTE
News & Transactions
 

To see archives click on a section title on the right.

 
  PinHawk Law Firm News and Press
 

REGULATORY

CFTC

  1. Remarks of Chairman Heath P. Tarbert at the 2019 Annual Robert Glauber Lecture at Harvard University’s Institute of Politics, CFTC: Speeches & Testimony, December 9, 2019

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EXCHANGES

NYSE

  1. Proposal to amend the NYSE Arca Options Fee Schedule relating to the MM FAANG Credit. The Exchange proposes to implement the fee change effective December 9, 2019., New York Stock Exchange: Rule Proposals, December 9, 2019
  2. NYSE Group Announces 2020, 2021 and 2022 Holiday and Early Closings Calendar, Intercontinental Exchange: Press Releases, December 9, 2019
AMEX

  1. NYSE Group Announces 2020, 2021 and 2022 Holiday and Early Closings Calendar, December 9, 2019
NASDAQ

  1. Nasdaq to Hold Fourth Quarter 2019 Investor Conference Call, December 9, 2019

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LITIGATION

State Attorney General Releases

  1. Attorneys General Becerra, James Begin Trial in Lawsuit Challenging Proposed Sprint, T-Mobile Merger, Attorney General: California, December 9, 2019
  2. New York AG James And California AG Becerra Release Statements At Commencement Of Trial To Block Megamerger Of T-Mobile And Sprint, Attorney General: New York, December 9, 2019
  3. Source Water Protection Subcommittee to meet Dec. 12 in Dover, Attorney General: Delaware, December 9, 2019
  4. 9th Annual Delaware State Employee Art Exhibition Registration Open, Attorney General: Delaware, December 9, 2019

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ALSO OF NOTE

News & Transactions

  1. Supreme Court to hear Del. case on judicial balance - Delaware Business Times, (Wilson Sonsini), December 10, 2019
  2. Maximus Real Estate Partners' $1.75 Billion Refinancing - Global Legal Chronicle, (Greenberg Traurig), December 10, 2019
  3. Gymboree Group, Inc's Chapter 11 - Global Legal Chronicle, (King & Spalding), December 10, 2019
  4. Big Law Gets Shot In the Arm from Drugmakers' Deal Spree (1) - Bloomberg Law, (Goodwin Procter; Wachtell Lipton; Kirkland & Ellis), December 10, 2019
  5. Patrizia Immobilien AG's €1.2 Billion Acquisition Of A Real Estate Portfolio - Global Legal Chronicle, (Goodwin Procter), December 10, 2019
  6. Shook Hardy Partner Leads Defense Win for Breast Cancer Drugmaker | Daily Business Review - Law.com, (Shook Hardy), December 9, 2019
  7. Roche Picks Insider as First New Legal Boss in a Decade - Bloomberg Law, (Shook Hardy; Davis Polk; Covington & Burling), December 9, 2019
  8. Bracewell Brings Back Partner Pair From Pillsbury, Boosting Texas IP Heft | Texas Lawyer - Texas Lawyer, (Pillsbury Winthrop; Bracewell LLP), December 9, 2019
  9. Mayer Brown's Leading Pro-Arbitration Team Heads to California to Fight New Law - Law.com, (Mayer Brown), December 9, 2019
  10. OSHA Inspection Numbers Increased in FY 2019 | Seyfarth Shaw LLP - JDSupra - JD Supra, (Seyfarth Shaw), December 9, 2019
  11. Texas Capital Bancshares to merge with Independent Bank Group - Reuters, (Wachtell Lipton), December 9, 2019
  12. Merck to acquire ArQule for $2.7B - ROI-NJ.com, (Skadden Arps; Covington & Burling), December 9, 2019

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