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Securities News
   
Monday, July 16, 2018
 
Vol. 17, No. 339
 
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 IN THE NEWS
Industry Update
 REGULATORY
CFTC
FINRA
 EXCHANGES
NYSE
AMEX
NASDAQ
 LITIGATION
Federal Courts
State AG
Class Actions
 ALSO OF NOTE
News & Transactions
 

To see archives click on a section title on the right.

 
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REGULATORY

Financial Industry Regulatory Authority

  1. Proposal to Amend FINRA Rules 12214 and 13214 to Provide That FINRA Will Pay Each Arbitrator a $200 Honorarium to Decide Without a Hearing Session a Contested Subpoena Request or a Contested Order for Production or Appearance, FINRA: Rule Filings, July 13, 2018
  2. Information Notice – 7/13/18, FINRA: Notices, July 13, 2018

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EXCHANGES

NYSE

  1. Proposal to amend its Schedule of Fees and Rebates related to colocation to provide Users with access to the systems, and connectivity to the data feeds, of various additional third parties. In addition, the Exchange proposes to amend its Price List to update the names of certain third parties to reflect their current names., New York Stock Exchange: Rule Proposals, July 13, 2018

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PinHawk Law Firm News and Press
 

LITIGATION

State Attorney General Releases

  1. AG Paxton Commends Fifth Circuit Ruling Upholding First Amendment for the Texas Catholic Conference of Bishops, Attorney General: Texas, July 13, 2018
  2. AG Paxton Issues Consumer Alert on Misleading Homestead Tax Exemption Offers, Attorney General: Texas, July 13, 2018

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ALSO OF NOTE

News & Transactions

  1. UnitySC's Acquisition of German Optical Inspection Systems Expert HSEB Dresden - Global Legal Chronicle (press release), (Orrick), July 16, 2018
  2. Sidley partner heads to Greenberg Traurig as Asia real estate chair - Legal Business Online, (Greenberg Traurig; Sidley Austin), July 16, 2018
  3. Golden Gate Capital's Acquisition of The Learning Experience - Global Legal Chronicle (press release), (Goodwin Procter; Greenberg Traurig), July 16, 2018
  4. Hunton Andrews Kurth London disputes team makes post-merger move to US rival's City base - Yahoo News, (Hunton Andrews Kurth), July 13, 2018
  5. Cressey & Company's Acquisition of Elite Dental Partners - Global Legal Chronicle (press release), (Winston & Strawn; McDermott Will), July 13, 2018
  6. Dentons advises HSBC on acquisition financing for the Manchester Arena and other leisure assets - Global Banking And Finance Review (press release), (Dentons), July 13, 2018
  7. Guggenheim Securities to Acquire Millstein & Co., Jim Millstein to Join as Co-Chairman of Guggenheim Securities - Markets Insider, (Cleary Gottlieb), July 13, 2018
  8. McDermott Will & Emery hires DLA Piper partner - Life Sciences Intellectual Property Review, (McDermott Will; DLA Piper), July 13, 2018

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