.
 |
 |

Monday, September 25, 2023 |

Vol. 21, No. 700 |

powered by |
 |
 |
|
 |


REGULATORY
CFTC
- Statement of Commissioner Caroline D. Pham Regarding Political Event Contracts, CFTC: Speeches & Testimony, September 22, 2023
- Statement of Commissioner Summer K. Mersinger Regarding Extension of Staff No-Action Position Regarding Ownership and Control Reports, CFTC: Speeches & Testimony, September 22, 2023
- Dissenting Statement of Commissioner Summer K. Mersinger Regarding Order on Certified Derivatives Contracts with Respect to Political Control of the U.S. Senate and House of Representatives, CFTC: Speeches & Testimony, September 22, 2023
- Statement of Chairman Rostin Behnam Regarding CFTC Order to Prohibit Kalshi Political Control Derivatives Contracts, CFTC: Speeches & Testimony, September 22, 2023
- CFTC Staff Extends No-Action Position for Certain Reporting Obligations Under the Ownership and Control Reports Final Rule, CFTC: Press Releases, September 22, 2023
- CFTC Disapproves KalshiEX LLC’s Congressional Control Contracts, CFTC: Press Releases, September 22, 2023
- CFTC Orders California Resident to Pay $300,000 for a Fictitious Sales Scheme, CFTC: Press Releases, September 22, 2023
Financial Industry Regulatory Authority
- FINRA Cybersecurity Advisory - SEC Rules on Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure by Public Companies (Exchange Act Release No. 97989), FINRA: News Releases, September 22, 2023
Top
|
 |




|
|
Copyright © 2023 by PinHawk LLC. All rights reserved.
PinHawk LLC does not warrant that the information in this email will meet any specific requirements nor that it will be error free or uninterrupted; nor shall PinHawk LLC be liable for any indirect, incidental or consequential damages (including lost data, information or profits) sustained or incurred in connection with the use of, operation of, or inability to use the information contained herein. By reading this email you agree to the
Terms and Conditions.
Contact: PinHawk LLC, 104 Old Kings Highway North, Darien, CT 06820, tel. 203-202-9495 ext. 104 or comments@pinhawk.com.
Don't let this important email be caught by a spam filter,
ensure delivery to your inbox.
|
|
|