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Securities News
   
Monday, January 13, 2025
 
Vol. 21, No. 1028
 
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 IN THE NEWS
Industry Update
 REGULATORY
CFTC
FINRA
 EXCHANGES
NYSE
AMEX
NASDAQ
 LITIGATION
Federal Courts
State AG
Class Actions
 ALSO OF NOTE
News & Transactions
 

To see archives click on a section title on the right.

 
  PinHawk LLC
 

REGULATORY

CFTC

  1. CFTC Announces Departure of Enforcement Director Ian McGinley, CFTC: Press Releases, January 10, 2025
  2. CFTC Staff Issues Advisory Regarding the Compliance Date for Certain DCO Reporting Requirements, CFTC: Press Releases, January 10, 2025
Financial Industry Regulatory Authority

  1. Holiday Reminder Regarding FINRA Market Transparency Reporting Systems, FINRA: News Releases, January 10, 2025

Top
 
PinHawk Law Firm News and Press
 
PinHawk Corporate Legal NewzDigest
 

EXCHANGES

AMEX

  1. Euronext’s leading board portal software iBabs joins G-Cloud 14 framework to enhance governance in the UK public sector, January 13, 2025

Top
 

LITIGATION

State Attorney General Releases

  1. Attorney General Mayes Announces Indictment in Drug Case, Seizure of Over 75 Pounds of Fentanyl, Attorney General: Arizona, January 10, 2025
  2. Attorney General Phil Weiser charges five with racketeering, felony theft in home remodeling contractor fraud scheme, Attorney General: Colorado, January 10, 2025

Top
 
   

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