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Securities News
   
Thursday, January 20, 2022
 
Vol. 21, No. 270
 
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 IN THE NEWS
Industry Update
 REGULATORY
CFTC
FINRA
 EXCHANGES
NYSE
AMEX
NASDAQ
 LITIGATION
Federal Courts
State AG
Class Actions
 ALSO OF NOTE
News & Transactions
 

To see archives click on a section title on the right.

 
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IN THE NEWS

Industry Update

  1. SII 2022 – Year 3 Program, Securities Industry and Financial Markets Association: Events, January 19, 2022
  2. SII 2022 – Year 2 Program, Securities Industry and Financial Markets Association: Events, January 19, 2022
  3. SII 2022 – Year 1 Program, Securities Industry and Financial Markets Association: Events, January 19, 2022

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PinHawk LLC
 

REGULATORY

CFTC

  1. Federal Court Orders Kentucky Resident to Pay $17 Million for Defrauding Commodity Futures Clients, CFTC: Press Releases, January 19, 2022

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PinHawk Law Firm News and Press
 

EXCHANGES

NYSE

  1. Peter De Paola & De Paola Trading, Inc., New York Stock Exchange: Disciplinary Actions, January 19, 2022

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LITIGATION

State Attorney General Releases

  1. AG Reyes Joins Letter to OSHA: “Withdraw COVID Vaccine Mandate”, Attorney General: Utah, January 19, 2022
  2. AG Kaul Joins Multistate Coalition in Continuing Fight to End Facebook’s Illegal Monopoly, Attorney General: Wisconsin, January 19, 2022

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ALSO OF NOTE

News & Transactions

  1. Arnold & Porter augments arbitration expertise - ICLG.com, (Foley Hoag; Debevoise & Plimpton), January 20, 2022
  2. Sonder Holdings Inc. and Gores Metropoulos II Announce Closing of Business Combination - Hospitality Net, (Wilson Sonsini; Weil Gotshal; Latham & Watkins), January 20, 2022
  3. Ford O'Brien LLP Expands its Litigation Offering with New Partner - KPVI News 6, (Schulte Roth & Zabel), January 19, 2022
  4. SG: Hogan Lovells finance partner joins Mayer Brown | Asian Legal Business - Legal Business Online, (Hogan Lovells), January 19, 2022
  5. Sheppard Mullin Adds Corporate Partner in Del Mar - Business Wire, (Sheppard Mullin), January 19, 2022
  6. Adds Finance Partner Madalyn Miller in New York - Gibson Dunn - Gibson Dunn, (Clifford Chance; Gibson Dunn & Crutcher), January 19, 2022
  7. Latham & Watkins Advises Zogenix in US$1.9 Billion Acquisition by UCB - Legal Desire News Network, (Latham & Watkins), January 19, 2022
  8. B. Riley Financial Acquires FocalPoint Securities - News - ABL Advisor, (Sullivan & Cromwell; Sidley Austin; Sheppard Mullin), January 19, 2022
  9. King & Spalding Hires Structured Finance Partner David Ridenour in Washington, DC - PRNewswire, (King & Spalding; DLA Piper), January 19, 2022

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