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Wednesday, April 1, 2026 |
Vol. 21, No. 1334 |
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REGULATORY
CFTC
- Op-Ed | States Encroach on Prediction Markets, CFTC: Speeches & Testimony, March 31, 2026
Financial Industry Regulatory Authority
- UPC# 34-26 - Silvergate Capital Corp, FINRA: Advisories, March 31, 2026
- The Neutral Corner – Volume 1—2026, FINRA: News Releases, March 31, 2026
- FINRA Launches Financial Intelligence Fusion Center to Combat Cybersecurity and Fraud Threats, NASDR: Member Alerts, March 31, 2026
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EXCHANGES
NYSE
- Proposal to modify the NYSE Arca Options Fee Schedule regarding the Firm and Broker Dealer Monthly Fee Cap and the maximum combined Floor Broker credits paid for QCC trades and rebates paid through the Manual Billable Rebate Program. The Exchange proposes to implement the fee changes effective April 1, 2026., New York Stock Exchange: Rule Proposals, March 31, 2026
- Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Short Term Options Series Program, New York Stock Exchange: Rule Proposals, March 31, 2026
- 91 FR 16052 (3/31/26), New York Stock Exchange: Rule Proposals, March 31, 2026
- Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Proprietary Market Data Fees, New York Stock Exchange: Rule Proposals, March 31, 2026
- 91 FR 14888 (3/27/26), New York Stock Exchange: Rule Proposals, March 31, 2026
AMEX
- IEVA Group lists on Euronext, March 31, 2026
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LITIGATION
Federal Courts
- KNAPP v. BARCLAYS PLC PLC (2026), U.S. 2nd Circuit Court Opinions, April 1, 2026
State Attorney General Releases
- | Date Posted: Tuesday, March 31, 2026, Attorney General: Delaware, March 31, 2026
- Virginia Attorney General’s Office Successfully Prosecutes Homicide Case, Resulting in Conviction, Attorney General: Virginia, March 31, 2026
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