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Securities News
   
Thursday, July 29, 2021
 
Vol. 21, No. 149
 
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 IN THE NEWS
Industry Update
 REGULATORY
CFTC
FINRA
 EXCHANGES
NYSE
AMEX
NASDAQ
 LITIGATION
Federal Courts
State AG
Class Actions
 ALSO OF NOTE
News & Transactions
 

To see archives click on a section title on the right.

 
  PinHawk Law Firm News and Press
 

REGULATORY

Financial Industry Regulatory Authority

  1. UPC #69-21 - Silvergate Cap Corp, FINRA: Advisories, July 28, 2021

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EXCHANGES

NYSE

  1. Proposal to modify the NYSE Arca Options Fee Schedule, New York Stock Exchange: Rule Proposals, July 28, 2021
  2. CODA Markets. Inc. (f/k/a PDQ ATS, Inc.), New York Stock Exchange: Disciplinary Actions, July 28, 2021
AMEX

  1. Compagnia dei Caraibi lists on AIM Italia, July 28, 2021

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PinHawk Corporate Legal NewzDigest
 

LITIGATION

State Attorney General Releases

  1. July 27, 2021- Herring Successfully Defends Virginia’s Policies Protecting Transgender Students, Attorney General: Virginia, July 28, 2021
  2. General Assembly Moves in Unison to Protect Consumers, Local Businesses, from Excessive Pharmaceutical Costs, Attorney General: Delaware, July 28, 2021

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ALSO OF NOTE

News & Transactions

  1. Kirkland nabs Greater China real estate head from Paul Hastings | Asian Legal Business - Legal Business Online, (Sidley Austin), July 29, 2021
  2. Cytocom Inc. Announces Completed Merger with Cleveland BioLabs - Yahoo Finance, (McGuireWoods; Pepper Hamilton), July 29, 2021
  3. Latham, Skadden act on PropertyGuru's $431 mln SPAC listing | Asian Legal Business - Legal Business Online, (Latham & Watkins; Skadden Arps), July 29, 2021
  4. Starboard Value Acquisition Corp. Announces Stockholder Approval of Business Combination with Cyxtera Technologies, Inc.; Record Date Announcement for Warrant Distribution - Business Wire, (Hughes Hubbard), July 28, 2021
  5. TriCo Bancshares to Expand in the San Joaquin Valley in Strategic Merger With Valley Republic Bancorp - Business Wire, (Duane Morris), July 28, 2021
  6. Danimer Scientific to Acquire Biodegradable Polymer Producer Novomer - The Bakersfield Californian, (Cooley), July 28, 2021
  7. AmeriLife To Acquire Saybrus Partners from Nassau Financial Group - PRNewswire - PRNewswire, (Debevoise & Plimpton), July 28, 2021
  8. Citizens Business Bank, Suncrest Bank Agree to Merge in $204MM Deal - News - ABL Advisor, (Sheppard Mullin), July 28, 2021
  9. Avery Dennison (AVY) Acquires Vestcom for $1.45B - StreetInsider.com, (Goodwin Procter; Latham & Watkins), July 28, 2021
  10. Ropes & Gray advises Oak Hill and Scottish Equity Partners on sale of Pulsant to Antin Infrastructure Partners - Private Equity Wire, (Ropes & Gray), July 28, 2021

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